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Biblioteca PPP

Nuestra base de referencias bibliográficas consiste en una serie de publicaciones que consideramos de referencia, y que las hemos clasificado en 8 categorías que se explican más abajo.
La base del listado que proponemos es la Guía del Programa del Certificado PPP, si bien, hemos escogido solo las referencias que consideramos más relevantes. Éstas se han reestructurado para clasificarlas de manera más homogénea en categorías, eliminando al máximo posible repeticiones, y añadiendo algunas. En concreto, en cada categoría encontrarás una o más referencias a la APMG PPP Certification Program Guide, especificando el capítulo concreto relevante a efectos del tema tratado.

La «PPP Certification Program Guide» es propiedad intelectual de ADB, EBRD, IDB, IsDB, FOMIN y WBG.

Actualmente la base de datos está construida únicamente en idioma inglés.

La mayoría de las referencias incluidas son de libre acceso (acceso gratuito y sin registro previo). No obstante, hemos señalado algunas que siendo interesantes, requieren la compra de la publicación respectiva.

No nos hacemos responsables de la exactitud de la dirección facilitada para su descarga.

PPP GENERAL & PPP PROCESS CYCLE

Incluye bibliografía de referencia en torno al concepto PPP, así como guías de referencia internacionales sobre el proceso PPP, y algunos ejemplos de guías PPP nacionales.

DOCUMENTO AUTOR / EDITOR (ANIO) DESCRIPCION
A New Approach to Public-Private Partnerships (PF2) HM Treasury, UK (2012) A review of the PFI approach, which incorporates a number of new features in the PFI UK model, including public equity, the use of public guarantees for the debt, and so on. Acceder
Closing the Infrastructure Gap: The Role of PPPs Eggers and Startup, Deloitte (2006, updated in 2015) The PPP maturity concept is proposed and explained by Deloitte, including three stages of development. This study provides a short and easily digestible overview of the advantages and disadvantages of PPPs. Acceder
The Guide to Guidance – How to Prepare, Procure and Deliver PPP Projects EPEC (2012) A summarized but comprehensive description of the PPP process, including numerous references to further guidance on each of the topics and phases described. Acceder
South Africa National Treasury PPP Manual South Africa (2004) The South African official PPP Guide. A concrete / national example of a comprehensive guide to PPP process management. Acceder
Public Private Partnerships Reference Guide Version 2.0 World Bank (2014)

Describes the PPP process and provides PPP foundations. Includes a useful and detailed list of external key references for each topic.

Acceder
World Bank PPP in Infrastructure Resource Center World Bank (2016) Provides links and references for a wide number of PPP-related topics, including a number of PPP National guides. Acceder
How to Engage with the Private Sector in Public-Private Partnerships in Emerging Markets World Bank - Farquharson, Torres de Mästle, and Yescombe, with Encinas (2011) Describes and provides guidance on the whole PPP process, highlighting the experience of developing countries. The focus of this book is on preparing and bringing the project to market, and engaging with the private sector. Acceder
Infrastructure Australia National PPP Guidelines, Volume 2: Practitioners’ Guide Commonwealth of Australia (2011) Detailed guidance material for implementing agencies regarding how to implement PPP projects under the national PPP policy, including project identification, appraisal, PPP structuring, the tender process, and contract management. Includes detailed guidance in annexes on technical subjects. Acceder
The PPP Certification Program Guide AMPG (2016)

This Guide introduces the PPP concept and PPP Frameworks in its Chapters 1 and 2, and develops a description of all main phases within a PPP project cycle. This PPP Guide is known as the “PPP Certification Program Guide” and consist on the “Body of Knowledge” of the CP3P certification owned and managed by APMG.

Acceder

PPP FINANCING & FUENTES DE FONDOS

Lecturas de referencia en torno a las modalidades de financiación de proyectos de infraestructura, técnica de project finance a nivel básico, fuentes de financiación/proveedores de fondos, así como lecturas sobre mecanismos de apoyo financiero y aspectos relevantes y sensibles para la administración en torno a la financiación de los proyectos.

DOCUMENTO AUTOR / EDITOR (ANIO) DESCRIPCION
Mejores Prácticas en el financiamiento de Asociaciones Público Privadas en America Latina Best Practices in Public-Private Partnerships Financing in Latin America, Washington, DC: World Bank Institute Conference Report, World Bank World Bank Institute (2011) Reproduces the outcome of a Conference held in May 2011 in Washington about best practice in private finance in the Latin America region, including examples of approaches to financial support / boosting viability and bankability. Acceder
The Financial Crisis and the PPP Market – Remedial Actions EPEC (2009) An interesting read to learn more about how intervention measures may help PPPs in times of economic or financial crisis. Acceder
Preferred Bidder Debt Funding Competitions: Draft Outline Guidelines HM Treasury (August 2016) Describes the process and matters related to debt funding competitions. Acceder
The U.K. Treasury Infrastructure Finance Unit: Supporting PPP Financing During the Global Liquidity Crisis Farquharson and Encinas (2010)

Describes the intervention and proactive measures to financially support PPPs.

Acceder
Guidance Note: Calculation of the Authority’s Share of a Refinancing Gain HM Treasury (2008) A methodology to calculate the share in PPP refinancing. Acceder
A New Approach to Public-Private Partnerships: Consultation on the Terms of Public Sector Equity Participation in PF2 Projects HM Treasury (2012) A consultation paper on the new PPP approach developed in the UK with respect to the public sector participation in equity. Acceder
Guide to Guidance: How to Prepare, Procure, and Deliver PPP Projects EPEC (2012) Annex 1 provides a useful summary on project finance in the context of PPPs. Acceder
PPP: Principles of Policy and Finance E. R. Yescombe - ISBN13 9780750680547 (2007) Chapters 8–12 provide knowledge about project finance techniques in the PPP context. Note: this book is not of free access Acceder
Investment Financing in the Wake of the Crisis: The Role of Multilateral Development Banks Chelsky and others (2013) Provides information about the role of Multilateral Investment Banks. Acceder
What are Infrastructure Funds? Kelly DePonte, Pribitas Partners (2009) Provides a useful introduction to the work of infrastructure funds. Acceder
Where Next on the Road Ahead? Deloitte Infrastructure Investors Survey. Deloitte (2013) An interesting paper on the recent evolution and trends among the infrastructure funds, and the institutional investor’s role in infrastructure investment. Acceder
Institutional Investment in Infrastructure in Emerging Markets and Developing Economies PPIAF (2014)

A general overview of institutional investors.

Acceder
The PPP Certification Program Guide, Chapter 6 – Appendix APMG (2016)

Appendix A to Chapter 6 describes the bid preparation and submission process including knowledge about the process of negotiating with lenders.

Acceder
The PPP Certification Program Guide, Chapter 5 (section 4) APMG (2016)

Section 4 goes deeper in the subject of financial structuring (from the public perspective), providing examples of co-financing and other financial support techniques.

Acceder
The PPP Certification Program Guide, Chapter 1 (section 7) APMG (2016)

Section 7 in Chapter 1 describes the fundamentals of PPP financing including an analysis of sources of funds, an introduction to project finance and an extensive description of co-financing and other means of publics / official financial support to PPP projects. It also includes a list and description of key issues surrounding finance.

Acceder

MARCOS PPP & GOBERNANZA

Literatura sobre concepto y fundamentos de marcos PPP y gobernanza en general, incluyendo temas relativos a “project management”, “risk management” (desde el punto de vista del proceso publico), gestión fiscal o financiera, unidades PPP y otros temas relacionados con marcos y gobernanza como transparencia (“disclosure”) y evaluación de programas y proyectos (“oversight”). En lo referente al marco operativo o de inversión, la literatura sugerida esta en la categoría “PPP general”, además de las categorías de “análisis y preparación” , “estructuración de contratos” y “diseño y gestión de procesos de licitación” en lo que respecta a guías y recomendaciones de gestión de esas fases del ciclo.

DOCUMENTO AUTOR / EDITOR (ANIO) DESCRIPCION
Pasivos contingentes soberanos. Toolkit para su identificación, cuantificación, monitoreo y manejo de riesgos Demaestry y Moskovits, BID (2015)

[This publication is only available in Spanish] Siendo un documento dedicado a los pasivos contingentes en su conjunto (es decir, no sólo aquellos de carácter explícito y no sólo aquellos relativos a los contratos PPP), es de alta utilidad para comprender el concepto de los pasivos contingentes y la problemática de su cuantificación y valoración.

Acceder
Lineamientos para la valuación de compromisos contingentes cuantificables Ministerio de Economía y Finanzas, Perú (2015)

[This publication is only available in Spanish] Documento publicado por resolución ministerial del Ministerio de Economía y Finanzas, que regula la valoración de los pasivos contingentes en los PPP, así como el registro de estos y de los pasivos contingentes y su actualización.

Acceder
Metodología Valoración y seguimiento de riesgos en contratos estatales DGCP (2011)

[This publication is only available in Spanish] En desarrollo del CONPES 3107 desarrolla el enfoque metodológico para la gestión de riesgos en contratos públicos (incluido PPP) y en especial directrices metodológicas para la cuantificación de los pasivos contingentes.

Acceder
Política de Manejo de Riesgo Contractual del Estado para Procesos de Participación Privada en Infraestructura CONPES 3133 (2001)

[This publication is only available in Spanish] Documento de política de manejo de riesgos emitido por el Consejo Nacional de Política Económico y Social que regula las pautas a seguir en la asignación y gestión de riesgos en contratos del estado, con especial incidencia en los PPP. El cual sienta las bases en relación a la gestión de los pasivos contingentes explícitos relativos a tales contratos. Posteriormente actualizado por CONPES 3133.

Acceder
AA1000 Stakeholder Engagement Standard Accountability (2011)

Provides specific guidance on stakeholder management.

Acceder
A Guide to the Project Management Body of Knowledge Project Management Institute, Inc. (PMBOK® Guide) – Fifth Edition (2013) A reference guide for the broad discipline of Project management, which results applicable to the management of any PPP project from the public perspective.Note: this publication is not of free access Acceder
ISSAI 5220 – Guidelines on Best Practice for the Audit of Public/Private Finance and Concessions INTOSAI (2007)

Issued by the International Organization of Supreme Audit Institutions, provides guidelines on best practices for evaluating PPP projects throughout the entire lifecycle.

Acceder
Contingent Liabilities: Issues and Practice, IMF Working Paper WP/08/245 Cebotari (2008) A paper on managing contingent liabilities, including for PPP projects. It includes case studies to illustrate management challenges and practices from different countries and issues. These case studies also highlight best practices. Acceder
Public-Private Partnerships: In Pursuit of Risk Sharing and Value for Money [ISBN-9789264042797] OECD (2008) The book identifies best practices for maximizing Value for Money for PPP projects, including accounting for fiscal impacts and affordability. The book also covers issues with regulatory reform, governance, and developing institutional capacity. Note: this publication is not of free access Acceder
Dedicated Public-Private Partnership Units: A Survey of Institutional and Governance Structure [ISBN: 9789264006515] OECD (2010) Provides an overview of dedicated PPP units in OECD countries, including case studies of the experiences of five jurisdictions (state of Victoria, Australia, Germany, Korea, South Africa and the United Kingdom). Note: this publication is not of free access. Acceder
Public-Private Partnership Units: Lessons for their Design and Use in Infrastructure World Bank (2007) This report provides a comprehensive assessment of the effectiveness of PPP units in developed and developing countries. The report offers lessons in the context in which PPP units have been most effective. Acceder
A framework for disclosure in PPP Projects World Bank, PPIAF (2015) Explains the relevant and main contents of what should constitute a contract information disclosure framework. Provides examples of jurisdictions that provide templates in their policy guidelines and suggests its own template for proactive disclosure in section 10 “Templates”. Acceder
Project Governance: A Guidance Note for Public Sector Projects HM Treasury UK (2007) Provides information on key issues related to project governance of a public project. Acceder
The Orange Book. Management of Risk— Principles and Concepts HM treasury UK (2004) Provides information on risk management of the PPP process. Acceder
The PPP certification program guide (chapter2) APMG (2016)

Chapter 2 describes what constitutes a framework and explains the main elements of it.

Acceder

GESTIÓN DE CONTRATOS

Referencias en torno a guías y aspectos relevantes para el “contract management”, asi como varios case studies ejemplificadores de la relevancia de la gestión proactiva de los contratos, en especial en cuanto a gestión de cambios y gestión de reclamaciones. Literatura general en torno a “project management”, que se facilita en la categoría de “Marcos PPP y gobernanza” es también aplicable a esta parte del ciclo de los PPP.

DOCUMENTO AUTOR / EDITOR (ANIO) DESCRIPCION
Managing Partnership Relations and Contractual Performance in the Operating Phase of Public Private Partnership: Interview Findings, International McCann, S., Aranda-Mena, G., and Edwards, P. J. International Public Management Review, Vol. 15(2), pp.111-132. (2014) Examines relationship management practices in PPPs. Acceder
Comparative Study of Contractual Clauses for the Smooth Adjustment of Physical Infrastructure and Services through the Lifecycle of a Public-Private Partnership (PPP) Project. Foster Infrastructure Pty Ltd. (2012)

Discusses the management of changes permitted in the contract.

Acceder
Post- Implementation Review: M7 Motorway, Cross City Tunnel and Lane Cove Tunnel Motorway Projects Branch (2010) Illustrates the importance of change management. Acceder
The Use of PPPs for Infrastructure Investments in Urban Areas: Case Study: Sydney’s Cross City Tunnel Danny Graham, New South Wales, Treasury. Illustrates the importance of change management. Acceder
Performance Audit Report on Public Private Partnership Projects (PPP) in Indian Railways Office Of The Comptroller and Auditor General Of India, New Delhi, Press Release. (2014)

Examines a number of PPP projects and identifies inadequate processes to ensure the timely completion of the projects.

Acceder
Oversight of Three PFI Waste Projects National Audit Office (Nao, UK) (2014) Demonstrates the importance of project site set up and permit clearances. Acceder
The Contract Management in Public-Private Partnership. Tavares, S.A. (2014) Examines the reasons PPP projects are cancelled during the Construction Phase, portraying poorly executed contract management function, using a Light Railway (LRT) case study – the Metro Sul do Tejo (MST), Portugal. Acceder
National Treasury PPP Practice Note Number 01 of 2004: Standardised PPP Provisions. South African National Treasury, First Issue (March 2004) Describes the key issues that are likely to arise in PPPs, and specifies how these key issues (including government step-in) can be dealt with in a PPP agreement. Acceder
Comparative Study of Variation Clauses in Public Private Partnership Contracts. Foster, R. Working Paper (2013) Provides general information on variations and changes in PPP projects, including changes in law. Acceder
Audits of 2 Major Partnerships Victoria Projects Victorian Auditor-General in November 2007. Southern Cross Station, Melbourne, Australia. (2007) Examines the Southern Cross Station Redevelopment project, illustrating the importance of claims management. Acceder
Partnerships Victoria Guidance Material: Contract Management Guide. Partnerships Victoria (2003) Provides detailed guidance on PPP contract management, including good practices in planning and knowledge management. Acceder
National Treasury PPP Manual Module 6: Managing the PPP Agreement South African National Treasury (2004) Provides detailed guidance on contract management in PPPs. Acceder
Managing PPPs during their Contract Life – Guidance for Sound Management European PPP Expertise Centre (EPEC) (2014)

Provides detailed guidance on PPP contract management.

Acceder
4ps – A guide to Contract Management for PFI and PPP Projects 4ps in collaboration with Mott MacDonald, Public Private Partnerships Programme (2007) Provides general guidance on PPP contract management. Acceder

GESTIÓN DE CONTRATOS

Referencias en torno a guías y aspectos relevantes para el “contract management”, asi como varios case studies ejemplificadores de la relevancia de la gestión proactiva de los contratos, en especial en cuanto a gestión de cambios y gestión de reclamaciones. Literatura general en torno a “project management”, que se facilita en la categoría de “Marcos PPP y gobernanza” es también aplicable a esta parte del ciclo de los PPP.

DOCUMENTO AUTOR / EDITOR (ANIO) DESCRIPCION
Managing Partnership Relations and Contractual Performance in the Operating Phase of Public Private Partnership: Interview Findings, International McCann, S., Aranda-Mena, G., and Edwards, P. J. International Public Management Review, Vol. 15(2), pp.111-132. (2014) Examines relationship management practices in PPPs. Acceder
Comparative Study of Contractual Clauses for the Smooth Adjustment of Physical Infrastructure and Services through the Lifecycle of a Public-Private Partnership (PPP) Project. Foster Infrastructure Pty Ltd. (2012)

Discusses the management of changes permitted in the contract.

Acceder
Post- Implementation Review: M7 Motorway, Cross City Tunnel and Lane Cove Tunnel Motorway Projects Branch (2010) Illustrates the importance of change management. Acceder
The Use of PPPs for Infrastructure Investments in Urban Areas: Case Study: Sydney’s Cross City Tunnel Danny Graham, New South Wales, Treasury. Illustrates the importance of change management. Acceder
Performance Audit Report on Public Private Partnership Projects (PPP) in Indian Railways Office Of The Comptroller and Auditor General Of India, New Delhi, Press Release. (2014)

Examines a number of PPP projects and identifies inadequate processes to ensure the timely completion of the projects.

Acceder
Oversight of Three PFI Waste Projects National Audit Office (Nao, UK) (2014) Demonstrates the importance of project site set up and permit clearances. Acceder
The Contract Management in Public-Private Partnership. Tavares, S.A. (2014) Examines the reasons PPP projects are cancelled during the Construction Phase, portraying poorly executed contract management function, using a Light Railway (LRT) case study – the Metro Sul do Tejo (MST), Portugal. Acceder
National Treasury PPP Practice Note Number 01 of 2004: Standardised PPP Provisions. South African National Treasury, First Issue (March 2004) Describes the key issues that are likely to arise in PPPs, and specifies how these key issues (including government step-in) can be dealt with in a PPP agreement. Acceder
Comparative Study of Variation Clauses in Public Private Partnership Contracts. Foster, R. Working Paper (2013) Provides general information on variations and changes in PPP projects, including changes in law. Acceder
Audits of 2 Major Partnerships Victoria Projects Victorian Auditor-General in November 2007. Southern Cross Station, Melbourne, Australia. (2007) Examines the Southern Cross Station Redevelopment project, illustrating the importance of claims management. Acceder
Partnerships Victoria Guidance Material: Contract Management Guide. Partnerships Victoria (2003) Provides detailed guidance on PPP contract management, including good practices in planning and knowledge management. Acceder
National Treasury PPP Manual Module 6: Managing the PPP Agreement South African National Treasury (2004) Provides detailed guidance on contract management in PPPs. Acceder
Managing PPPs during their Contract Life – Guidance for Sound Management European PPP Expertise Centre (EPEC) (2014)

Provides detailed guidance on PPP contract management.

Acceder
4ps – A guide to Contract Management for PFI and PPP Projects 4ps in collaboration with Mott MacDonald, Public Private Partnerships Programme (2007) Provides general guidance on PPP contract management. Acceder

ESTRUCTURACIÓN DE CONTRATOS Y ESTÁNDARES CONTRACTUALES

Junto con manuales (o secciones concretas de manuales) de referencia (internacionales y algunos ejemplos nacionales), se incluye guías y referencias en torno a estructuración financiera y mecanismos de pago, asignación de riesgos y estándares contractuales.

DOCUMENTO AUTOR / EDITOR (ANIO) DESCRIPCION
Dispute Resolution Checklist and Sample Wording PPPRIC web site (2016) Provides advice in relation to the design of Dispute Resolution systems and processes. Acceder
Recommended PPP contractual provisions WB (2015) Recommends standard provisions for key aspects of the PPP contract such as early termination, confidentiality and disclosure, lender´s rights and others. Acceder
Guidebook for Risk Assessment in Public Private Partnerships. FHWA, Department of Transportation, US (2013) Provides guidelines for risk assessment in PPPs. Acceder
Termination and Force Majeure Provisions in PPP Contracts EPEC (2013)

Discuss different approaches and provide tips and reflections on recommended termination provisions.

Acceder
Termination and Force Majeure Provisions in PPP Contracts: Review of Current European Practice and Guidance. Allen and Overy. European PPP Expertise Centre. (2013)

Examines European practice and guidance in relation to termination and force majeure in PPPs.

Acceder
National Treasury PPP Manual, South Africa (Module 5: Procurement). National Treasury PPP Unit, South Africa (2004) Module 5 describes procedures and standard approaches for the design of the contract and PPP tender documents. Acceder
The Guide to Guidance – How to Prepare, Procure and Deliver PPP Projects (Section 2) European PPP Expertise Centre (EPEC) (2012) Section 2 (“detailed preparation”) covers both final appraisal tasks and structuring of tender and contract. Of particular interest is the description of contract termination issues and methods to calculate the termination compensation sum. Acceder
Online Toolkit for Public Private Partnerships in Roads and Highways World Bank Public-Private Infrastructure Advisory Facility (PPIAF) (2009) ncludes a description of tender processes and a reflection on different revenue structures, including an attached paper analyzing payment mechanisms in roads Acceder
Risk Allocation and Contractual Issues Partnerships Victoria. (June 2001) An extensive analysis on risk allocation and risk-related contractual standards. Acceder
Infrastructure Australia National PPP Guidelines Volume 2: Practitioners’ Guide Commonwealth of Australia (2011)

Includes guidelines to structure PPP contracts and tender processes.

Acceder
South Africa, The PPP Standardized Terms of PPP Contract (“Standardization”). National Treasury Standardized PPP Provisions: First Issue, 11 March (2004) This Standardization describes the key issues that are likely to arise in public private partnership (“PPP”) projects regulated by the provisions of Regulation 16 of the Treasury Regulations (“Treasury Regulation 16”). Acceder
Standardization of PFI2 Contracts HM Treasury (2012) Detailed guidelines to structure a PFI (user-pays PPP) contract. Description of payment mechanism design (based on availability payments unitary approach) is highly recommended. Acceder
The PPP Program Certification Guide (appendix A to chapter 5) APMG (2016) Provides a description of a “by default” risk allocation matrix. Acceder
The PPP Program Certification Guide (chapter 5) APMG (2016) Chapter 5 deals with the process and tasks of designing the structure of the PPP contract (financial & risk structuring), including a detailed description of revenue regimes and payment mechanisms and other reflections on main business provisions in PPP contracts. Acceder

DISEÑO Y GESTIÓN DE PROCESOS DE LICITACIÓN

Además de referencias a guías relevantes en torno a esta parte del proceso, se incluye literatura concreta en torno a propuestas no solicitadas, y en relación a la figura del diálogo competitivo.

DOCUMENTO AUTOR / EDITOR (ANIO) DESCRIPCION
Public-Private Partnership Handbook Asian Development Bank (2008) Includes an overview of the key activities related to PPP tender processes. Acceder
The Guide to Guidance – How to Prepare, Procure and Deliver PPP Projects (Section 3) European PPP Expertise Centre (EPEC) (2012) Section 3 includes an overview of the key steps in the bidding process, finalization of the PPP contract, and financial close. Acceder
Online Toolkit for Public Private Partnerships in Roads and Highways World Bank PPIAF (2009) Includes a description of PPP tender processes. Acceder
Unsolicited Proposals – An Exception to Public Initiation of Infrastructure PPPs: An Analysis of Global Trends and Lessons Learned Public-Private Infrastructure Advisory Facility (PPIAF) (2014)

Discuses global trends related to unsolicited proposals, including lessons learned from the management of such proposals, and some key implications for further considerations.

Acceder
World Bank PPP in Infrastructure Resource Center: “procurement processes and bidding documents” (online) World Bank (online) This section of the PPPIRC page [“procurement processes and standardized bidding documents”] provides information an examples on design of tender process. Acceder
Unsolicited Infrastructure Proposal: How Some Countries Introduce Competition and Transparency Hodges, J., Dellacha, G. Public-Private Infrastructure Advisory Facility (PPIAF). (2007)

The importance of a good analysis of unsolicited proposals.

Acceder
Competitive Dialogue in 2008. OGC/HMT Joint Guidance on Using the Procedure UK Office of Gov. Commerce (2008) Describes the process and main features to consider when structuring and handling a competitive dialogue as regulated by the European Union. Acceder
Infrastructure Australia National PPP Guidelines Volume 2: Practitioners’ Guide Commonwealth of Australia (2011)

Includes guidelines to structure PPP contracts and tender processes, and manage tender process of the “interactive type”

Acceder
The PPP Certification Program Guide (appendix A to chapter 4) APMG (2016)

Appendix A to Chapter 4 describes the main types of tender process worldwide. Chapter 6 introduces the key knowledge on the design and management of a tender.

Acceder

CASE STUDIES, EJEMPLOS Y SECTORES

Un compendio de literatura sobre case studies, incluyendo reportes sobre proyectos concretos y algunos compendio sectoriales o geográficos. Se incluye también ejemplos y casos en torno a sectores específicos.

DOCUMENTO AUTOR / EDITOR (ANIO) DESCRIPCION
Success Stories and Lessons Learned: Country, Sector and Project Examples of Overcoming Constraints to the Financing of Infrastructure World Bank Group (2014)

Explains the current challenges of EMDEs in accessing private finance, explaining a number of relevant success cases and lessons learned.

Acceder
Case Studies on the Public Private Partnerships at Humansdorp District Hospital Universitas, Pelonomi Hospitals and Inkosi Albert Luthuli Central Hospital PPP Unit of the National Treasury South Africa (2013) Describes several case studies on the various scopes and structures in health PPPs in the country. Acceder
A Preliminary Reflection on the Best Practice in PPP Health Sector: A Review of Different PPP Case Studies and Experiences The United Nations Economic Commission for Europe (UNECE), World Health Organization (WHO) and the Asian Development Bank (ADB) (in draft version 2012) include several case studies on the various scopes and structures in health PPPs. Acceder
I-595: North American Transport Deal of the Year. Infrastructure Magazine, Deloitte (July 2010 ) Describes the case study of the I-95 in Florida. Acceder
South Africa’s Renewable Energy IPP Program: Success Factors and Lessons. Eberhard, and others, The World Bank Institute and the Public Private Infrastructure Advisory Facility (PPIAF), The World Bank, Washington, D.C. (May 2014) Analyses cases studies, including the energy IPP program in South Africa. Acceder
Paving the Way: Maximizing the Value of Private Finance in Infrastructure World Economic Forum (2010) Includes several case studies on relevant PPP transactions. Acceder
Public-Private Projects in India — Compendium of Case Studies Government of India and PPIAF (2010)

A paper that describes the main lessons learned (good and bad) for a number of projects. This is very useful to complement the information and explanations provided about “project failures” in this chapter.

Acceder
Resource Book on PPP Case Studies European Commission (2004) Includes a number of European case studies, including a number of joint venture examples in the water and transportation sectors. Acceder
Health System Innovation in Lesoto Prepared by UCSF Global Health Group and PwC (2013) Describes the case of an integrated health PPP in Lesotho. Acceder
Handshake issue #3 IFC (October 2011) Discusses the role PPPs and other private involvement in the health sector Acceder
Handshake (the International Finance Corporations´s quarterly journal on PPPs) issue #1 IFC (May 2012 reprinted) Provides for information and discussions about the role of PPPs in the water sector
La Experiencia Española en carreteras Andrés Rebollo, commissioned by the Inter-American Development Bank (IDB) (2009) Describes Spanish experience in road PPPs. Annex 2 provides for a case study of a PPP based in shadow toll bands. Note: only available in Spanish. Acceder
Experiencia Española en Concesiones y APPs: Rails and Light Rails and other transport infrastructure A. Rebollo commissioned by IDB (2009) Describes the Spanish experience in rail and light rail PPPs and provides case studies and reflections on payment mechanisms. Note: only available in Spanish Acceder
National PPP Forum – Benchmarking Study, Phase II: Report on the performance of PPP projects in Australia when compared with a representative sample of traditionally procured infrastructure projects University of Melbourne (2008) Australia’s National PPP Forum (representing Australia’s National, State and Territory governments) commissioned The University of Melbourne in 2008 to compare 25 Australian PPP projects with 42 traditionally procured projects Acceder

ANÁLISIS Y PREPARACIÓN DE PROYECTOS

Incluye referencias de guías y manuales en lo relativo a la fase de análisis y preparación (“appraisal”), incluyendo referencias específicas sobre selección de proyectos, análisis coste beneficio (CBA), análisis de impacto social (“social assesment”), análisis VFM, affordability, análisis financiero o de factibilidad comercial y análisis de contabilidad nacional.

DOCUMENTO AUTOR / EDITOR (ANIO) DESCRIPCION
A Guide to the Statistical Treatment of PPPs Epec (2016)

[Esta publicación está solamente disponible en Inglés]

The new Guide produced by EPEC on statistical treatment of PPP in Europe, based on the new standards that came into force in 2015. Is a valuable guide that helps from a practical stand point to assess when a PPP will or should be regarded as a public asset therefore impacting in national accounting by reflecting the investment in deficit during construction and recognizing the project value as a public debt, always according to the European standards (European System of Accounts 2010).

Acceder
Manual on Government Deficit and Debt – implementation of ESA 2010 Eurostat 2014: Manual on Government Deficit and Debt – implementation of ESA 2010 Eurostat (2014) This is a detailed presentation of rules and procedures for the implementation of the European System of Accounts. It presents statistical methodologies and practices that allow EU member countries to estimate their debt and deficit, among other fiscal aggregates. Acceder
How to Engage with the Private Sector in Public-Private Partnerships in Emerging Markets (section 6) Farquharson and others, (2011) The book presents a comprehensive view of issues and challenges for the development of PPP programs and projects in Emerging Markets. Chapter 6 addresses several issues of the appraisal phase. Acceder
Guidance for Public Private Partnerships in New Zealand National Infrastructure Unit of the Treasury (2009)

The guide presents a general description of the PPP process in New Zealand. It establishes the requirements for the construction of a Business case of a project, and defines basic decision criteria for the approval of PPP initiatives.

Acceder
Project Preparation/Feasibility Guidelines for PPP Projects Ministry of Finance. Government of Pakistan. (2007) This guideline presents the PPP process for the government of Pakistan, focusing on project screening, pre-feasibility studies and feasibility exercises. Acceder
Social Impact Assessment Guideline Government of Queensland (2011) This is a policy paper about internal processes necessary to conduct a social impact assessment. Acceder
Good Practice Note: Addressing the Social Dimensions of Private Sector Projects International Finance Corporation (IFC) (2003) The Note presents the IFC’s approach to evaluating social impacts in projects they finance. It is a comprehensive and detailed guide of how to conduct social impact assessment. Acceder
Principles and Guidelines for Social Impact Assessment in the USA The Inter-organizational Committee on Principles and Guidelines for Social Impact Assessment (2003) The report presents the theory and examples of the process of assessing social impacts of programs in the federal level of the United States government. Acceder
The National Public Private Partnership Guidelines Infrastructure Australia (2013) Volumes 5 and 8 present and discuss the main methodological issues regarding the adjustments of cash flows to risk in the context of PPPs. Acceder
Value-for-Money Analysis—Practices and Challenges: How Governments Choose When to Use PPP to Deliver Public Infrastructure and Services Helen Martin, Report from World Bank Global Round-Table, Washington DC (28 May, 2013)

This paper presents the conclusion of a conference on Value for Money (VfM) practices, presenting the international perspective on the subject.

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National Treasury PPP Manual Module 4: PPP Feasibility Study South Africa (2004) The text presents a comprehensive description of the appraising exercises required for the approval of PPP projects in South Africa. Acceder
The Guide to Guidance How to Prepare, Procure and Deliver PPP Projects; section 2 EPEC (2012) Section 2 (“detailed preparation”) covers both final appraisal tasks and structuring of tender and contract. Acceder
Operational Note:Implementing a Framework for Managing Fiscal Commitments from Public-Private Partnerships World Bank Group (2013) The operational note presents the use of some fiscal feasibility tests and discusses experiences of healthy public financial management regarding PPPs Acceder
Risk Distribution and Balance Sheet Treatment: Practical Guide European PPP Expertise Center (EPEC) (2011) The paper presents a summary of the approach adopted in the European System of Accounts (ESA)95 for accounting treatment of PPP contracts. Acceder
Guidebook for Risk Assessment in Public Private Partnerships. FHWA, Department of Transportation, US (2013) Provides guidelines for risk assessment in PPPs. Acceder
P3 Business Case Development Guide PPP Canada. (2016) The report provides a very comprehensive, country-specific approach to the Appraisal Phase Acceder
Feasibility Study Guideline for Public Private Partnership Projects University Transportation Centre for Alabama (2010) The report presents a discussion of scenario analysis to test the commercial feasibility of projects, with practical and numerical examples (item 6.3). Acceder
Multi-Criteria Decision Analysis for Strategic Decision Making Zopounidis, C., Pardalos, P. (Eds.). In Handbook of Multicriteria Analysis. Springer-Verlag Berlin Heidelberg (2010) Cost-effectiveness and multi-criteria analysis. Acceder
THE GREEN BOOK: Appraisal and Evaluation in Central Government HM Treasury (2011) The UK national Guide to appraisal and evaluation of projects. Acceder
Multi-Criteria Analysis: A Manual Department for Communities and Local Government: London (2009) Defining monetary values for all the major costs and benefits when this is impractical. Acceder
Cost – Effectiveness And Cost-Benefit Analysis Cellini, S.R. , Kee, J. E. In Handbook of Practical Program Evaluation, Third Edition, pages 493- 530. (2010)

Cost effectiveness ratio.

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